Financial Liverpool January 2016 Event – Tax Year End Planning Opportunities

29 January 2016


11.45 Coffee and Registration

12.15 Annual General Meeting MORE DETAILS CLICK HERE

12.30 45 minute CPD talk on Tax Year End Financial Planning Opportunities

Speaker: Simon Harryman of Ingenious Investments

Buffet Lunch and networking opportunity after the presentation. 

Venue: Tilney Bestinvest offices, Liver Building, Pier Head, Liverpool L3 1NY

Book via EventBrite here.

The target audience will be financial planners, paraplanners, accountants and legal professionals.

The learning objectives will be to:

Provide an overview of the Enterprise Investment Scheme (EIS) and Business Relief (BR) markets

Explain how to fund retirement using rolling EIS investments

Explain how to extract cash from a business efficiently

Provide a comparison of Estate planning solutions

Explain client suitability and how to quantify risk

The learning outcome will be to increase our understanding of EIS and BR qualifying investments and financial planning scenarios where their use might be appropriate.

About Ingenious

Ingenious works closely with professional advisers to provide a range of innovative investment opportunities in the media, clean energy and real estate sectors. They aim to provide advisers and their clients with straightforward, yet innovative and versatile, financial planning solutions.

About Simon Harryman

Simon is an Investment Director in the Client Relationship Team, responsible for developing relationships with Investors and their Advisers.

Commencing his career in retail banking, Simon has amassed a wealth of experience during his 30 years in the financial services sector. As well as working with a number of the UK’s leading financial institutions in a variety of client facing and leadership roles, Simon has also successfully grown his own wealth management and product distribution businesses.

Simon has a deep understanding of the advice process, the commercial realities of managing a regulated financial services business, and a passion for thought leadership. He therefore enjoys a great affinity with the professional advice community and utilises his skills and knowledge by developing excellent relationships with advisers, helping them to deliver great solutions for their clients.

Simon holds the CISI Level 6 Private Client Investment Advice and Management qualification.

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March 2015 Event – John Redwood “World Markets and the Future of the Euro”

Topic:         World Markets and the Future of the Euro

Speaker:     John Redwood

John Redwood



Registration             12.00

CPD session           12.30 -1.30

Networking lunch    1.30

Venue:         Rathbone Hall, Port of Liverpool Building, Pier Head, Liverpool L3 1NW

Given a potential crisis in Europe, what is the future of the Euro? Will depressing interest rates longer term defer the crisis? With Europe at the centre of economic and political focus, John Redwood’s observations and analysis are not to be missed. John will also give an enlightening overview of world markets.

This event will appeal to financial planners, investment specialists and anyone with an interest in investments.


Learning Objectives

By the end of the event, delegates will be in a position to achieve a clearer understanding of the situation in Europe and the impact of various options to defer a potential crisis, as well as a detailed overview and understanding of world markets.

About John Redwood

John Redwood is currently Chairman of the Investment Committee at Charles Stanley – Pan Asset.

He was an early advocate of index tracker funds to cut the costs of equity investment. He has written extensively on economic and investment subjects. He is currently a Distinguished Fellow of All Souls College, Oxford and a lecturer and commentator on economic and investment matters. He holds a doctorate from Oxford University and the IMC Investment Management qualification. He also holds the CISI Level 6 Investment Qualification.

This event is co-hosted with CISI Liverpool branch, who have kindly provided the prestigious venue, Rathbone Hall, for what we are sure will prove to be a very exciting event.


Places are limited so please reserve your place as soon as possible by registering here

To see all the dates for this years’ events and to register, click here


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November 2014 event – ‘The Only Way Is Ethics’

Speaker: Phil Billingham of Phil Billingham Partnership

Timing: 12 for 12.30pm – Close at 2 pm

Venue: Barnett Waddingham Offices, Port of Liverpool Building, Pier Head, L3 1BW

After attending this educational CPD event, delegates should have a clear understanding of the Code of Ethics and of the difference between ethical and unethical behaviour.

During this session, Phil Billingham will cover the important issue of ethics through case study and shared experiences.

Key points covered will include:

  • Compliance is a starting point for ethical behaviour – but only a starting point
  • The financial planning process is – or should be – ‘default’ ethical
  • The role of Fiduciary Duty in the client relationship
  • Having a structured approach to client ‘take on’ that underpins our ethical processes
  • In addition to these points the session will also examine:
  • Ethics – The least prescriptive and most fundamental in terms of behaviour
  • Treating Customers Fairly (TCF)
  • Client focussed culture
  • Fiduciary duty
  • FCA regulation
  • Criminal law – The most prescriptive approach – but does it help most Advisers?
  • Phil is a specialist in assisting Financial Advisory and Planning firms survive and thrive during periods of regulatory change. He has been an active commentator, speaker, writer, trainer and consultant in this field since 1982. During this time he has worked with organisations and regulators in the UK, USA, Ireland, Australia and South Africa, and is about to undertake work in India. He is both a Chartered Financial Planner and Certified Financial Planner.


Register now on Eventbrite

Buffet Lunch and networking opportunity after the talk

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